Compliance reviews
We understand the organisation’s activity and review the documents supplied against the legal questions identified.
Regulatory & compliance
Regulatory correspondence
We review a notice, inquiry or proposed response, identify the questions and deadlines, and help organise the supporting information.
What this service includes
We review a notice, inquiry or proposed response, identify the questions and deadlines, and help organise the supporting information. Any communication with an authority is agreed with you before it is sent.
Preparing for a discussion
Share a short outline of your objective, the parties involved and any deadline. After conflict checks, we will confirm which documents are needed and how to share them securely.
How we work with you
- 01
Describe the business activity, the requirement or inquiry and any deadline. After initial checks, we may ask for existing registrations, policies and correspondence relating to the matter.
- 02
We review your initial request, complete conflict checks and confirm whether the matter is suitable for our team. Before substantive work begins, we agree the scope, fees, responsibilities and a method for sharing documents.
- 03
We understand the activity and the question raised, then identify the documents and requirements that need review. We explain the next steps and agree a work plan, including any application, policy update or response within scope.
- 04
We provide the advice or documents agreed in the engagement, explain the key points and discuss any remaining questions. Where the matter continues, we agree the next actions and how you will receive updates.
Related services
ServicesLicensing and registration support
We help identify the information and supporting records for a proposed licensing or registration process.
Policy and procedure review
We review internal policies and procedures for consistency with the organisation’s activities and identified obligations.